Four hacked companies will pay a total of almost $7 million to settle US Securities and Exchange Commission allegations that ...

A company is demanding major payment from Duke University after claiming the school breached a license agreement.

Fund manager WisdomTree Asset Management Inc. didn’t fully screen out fossil fuel and tobacco companies from a trio of ETFs ...

Earlier this year, the regulator fined two money managers for making allegedly bogus claims about their use of artificial ...

Unisys Corp, Avaya Holdings, Check Point Software, and Mimecast—for allegedly misleading investors about the impact of their ...

"Hundreds of people at dozens of firms were blowing right past" off-channel communication rules, Gary Gensler said.

McNally Financial Services Corp. and investment adviser representative Mark Alan Kemp must make refunds to certain customers ...

The Securities and Exchange Commission fined four cybersecurity companies for downplaying to investors the impact the 2020 ...

The SEC has fined four companies in the US for denying involvement in a massive data breach and sharing “misleading” ...

The SEC believes that Mimecast did not provide investors with the full picture of the impact of the SolarWinds’ Orion hack on ...

Artificial intelligence, fiduciary duty and cybersecurity will be chief among the Securities and Exchange Commission ...

The companies include IT security firm Check Point and email security provider Mimecast, which were ensnared in the ...